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Regulation NMS
Results: 1042

#	Item
851	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]August 15, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-15 19:04:44 Investment Consolidated Tape Association New York Stock Exchange Market data Securities Exchange Act National market system plan Regulation NMS Financial markets Financial economics Financial system
852	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BSE[removed]August 2, 2007 Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-03 16:24:56 Investment Stock market United States Securities and Exchange Commission Order Securities Exchange Act Regulation NMS Market maker Bid price Short Financial markets Financial economics Finance
853	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-21 13:29:35 Securities Exchange Act Financial economics Regulation NMS Financial system New York Stock Exchange U.S. Securities and Exchange Commission Finance Self-regulatory organization United States Securities and Exchange Commission United States securities law 73rd United States Congress
854	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]September 26, 2013 Joint Industry Plan; Order Approving the Fifth Amendment to the National Market System Plan to Address Extraordinary Market Vol Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-27 09:03:27 Investment Financial markets NYSE Euronext Stock market Regulation NMS Chicago Stock Exchange Order Securities Exchange Act New York Stock Exchange Economy of the United States Financial economics United States Securities and Exchange Commission
855	April 4, 2014 Via Electronic Mail ([removed]) U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-08 10:09:37 Finance Investment Regulation NMS Order Dark liquidity Market maker Alternative Trading Systems Securities Exchange Act Best execution Financial markets Financial economics Stock market
856	SRO BSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate a Restriction Precluding a BSE Specialist From Trading Both Nasdaq-Listed and New York Stock Exchange-Listed Securities Simultane Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-29 16:01:22 Economy of the United States Financial economics Stock market Financial regulation Securities Exchange Act Securities Act NASDAQ U.S. Securities and Exchange Commission Regulation NMS United States Securities and Exchange Commission 73rd United States Congress United States securities law
857	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]October 31, 2013 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change to Adopt Standards f Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-01 07:27:12 Economics Chicago Stock Exchange Order Futures contract Regulation NMS Stock Option Stock market Financial economics Investment
858	Comments on s7[removed]and s7-40-04 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-10 12:54:29 Administrative law Self-regulatory organization United States securities law Public administration Business Corporate governance U.S. Securities and Exchange Commission Securities Exchange Act Regulation NMS United States Securities and Exchange Commission Financial regulation Law
859	Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., EDG Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-06 12:05:20 Economy of the United States 73rd United States Congress Financial regulation United States Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Regulation NMS NASDAQ United States securities law United States Securities and Exchange Commission Self-regulatory organizations
860	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]November 26, 2013 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-27 09:12:32 Electronic trade matching Economy of the United States Media Transfer Protocol Financial markets Chicago Stock Exchange Regulation NMS

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